Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Myers

    IRN JXM00082

    • [FCA CF] Significant management (since 1 Jul 2020)
  • John Patrick Gallagher

    IRN JPG01100

    • CF1 Director (14 Jan 2005 to 31 Oct 2017)
  • Jonathan Douglas Smith

    IRN JDS01180

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 1 Oct 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 1 Oct 2022)
  • Jonathan Paul Suckling

    IRN JPS01282

    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
    • [FCA CF] Significant management (since 1 Jul 2020)
    • CF29 Significant management (3 Mar 2017 to 8 Dec 2019)
  • Jonathan Robert Lucas

    IRN JXL00026

    • [FCA CF] Significant management (since 1 Aug 2024)
    • [FCA CF] Significant management (3 Aug 2020 to 1 Apr 2024)
  • Jonathan Robert Marsh

    IRN JXM00321

    • [FCA CF] Significant management (1 Dec 2021 to 1 Oct 2022)
  • Jonathan Rory Turner

    IRN JRT01104

    • SMF3 Executive Director (21 May 2020 to 26 Feb 2025)
    • SMF1 Chief Executive (21 May 2020 to 26 Feb 2025)
    • Responsible for Insurance Distribution (21 May 2020 to 26 Feb 2025)
    • CF1 Director (AR) (25 Mar 2020 to 26 Feb 2025)
  • Joseph David Smith

    IRN JDS01259

    • [FCA CF] Significant management (5 May 2021 to 29 Jun 2023)
    • CF4 Partner (AR) (20 Apr 2018 to 30 Nov 2020)
  • Julian Eric Ledward Wallers

    IRN JEW01085

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Mar 2025)
    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2025)
    • CF29 Significant management (5 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (11 Oct 2018 to 12 Apr 2019)
    • CF1 Director (AR) (11 Oct 2018 to 6 Aug 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Apr 2019)
    • Responsible for Insurance Mediation (14 Sep 2018 to 30 Sep 2018)
    • CF1 Director (14 Sep 2018 to 5 Aug 2019)
    • CF3 Chief Executive (14 Sep 2018 to 12 Apr 2019)
  • Julian Raven

    IRN JXR00652

    • [FCA CF] Significant management (since 19 Dec 2022)
    • [FCA CF] Manager of certification employee (since 19 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.