Date authorised
30 November 2023
Companies House
556418-5014
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Timothy Holland-Bosworth

    IRN GTH01021

    • [FCA CF] Significant management (since 30 Nov 2023)
    • [FCA CF] Manager of certification employee (since 30 Nov 2023)
  • Hannah Louise Fry

    IRN HXF00010

    • SMF3 Executive Director (since 2 Jan 2025)
  • Janet Ann James

    IRN JXJ00014

    • [FCA CF] Significant management (since 30 Nov 2023)
  • Jennifer Louise Strutt

    IRN JLM01176

    • SMF3 Executive Director (since 1 Dec 2023)
  • Jonathan Paul Suckling

    IRN JPS01282

    • [FCA CF] Significant management (30 Nov 2023 to 17 Dec 2024)
    • [FCA CF] Manager of certification employee (30 Nov 2023 to 17 Dec 2024)
  • Julian Raven

    IRN JXR00652

    • [FCA CF] Significant management (30 Nov 2023 to 17 Dec 2024)
    • [FCA CF] Manager of certification employee (30 Nov 2023 to 17 Dec 2024)
  • Leo Victor Downes

    IRN LXD00056

    • [FCA CF] Significant management (since 30 Nov 2023)
  • Louise Elinor Baillie

    IRN LXB00804

    • SMF3 Executive Director (since 4 Aug 2025)
  • Louise Marie Hughes

    IRN LXH00035

    • SMF3 Executive Director (1 Dec 2023 to 11 Feb 2025)
  • Louise Marling

    IRN LXM46331

    • SMF3 Executive Director (since 16 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.