Arrow Futures (UK) Limited

• Principal Place of Business

  3rd Floor

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +442036648000

  Web

  https://www.arrowship.com

• Complaints Contact

  3rd Floor

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +442036648000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Philip Kaye

  IRN APK01060

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Alex Matthews-Jones

  IRN AXM10367

  • CF30 Customer (7 Feb 2019 to 22 May 2019)
• Alexander Peter Kinloch

  IRN AXK00562

  • SMF3 Executive Director (6 Oct 2022 to 21 Apr 2023)
• Anna Lingi

  IRN AXL02228

  • CF11 Money Laundering Reporting (3 Oct 2017 to 22 Jan 2018)
  • CF10 Compliance Oversight (3 Oct 2017 to 22 Jan 2018)
• Anthony Alan Rawlins

  IRN AAR01073

  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2022)
  • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Oct 2018 to 8 Dec 2019)
• Charles Christopher John Beer

  IRN CCB01076

  • SMF1 Chief Executive (since 25 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • CF1 Director (3 Oct 2017 to 8 Dec 2019)
• Daniel Michael Butcher

  IRN DMB01251

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2022)
• Darren Dale

  IRN DXD01785

  • CF10 Compliance Oversight (22 Jan 2018 to 22 Aug 2018)
  • CF11 Money Laundering Reporting (22 Jan 2018 to 22 Aug 2018)
• David Mason

  IRN DXM03143

  • SMF3 Executive Director (since 21 Apr 2023)
• Edward James Hollick

  IRN EJH01082

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)

No changes recorded yet.