Arnold Read Financial Associates Ltd

FRN: 528318
Companies House: 07268482
Last scraped: 15 hours ago

This firm operates as an appointed representative of First Complete Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

79 Lakeside Rise

Blundeston

Lowestoft

Suffolk

NR32 5BD

UNITED KINGDOM

Phone

+4401502718830

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Waters
IRN AJW01504
- (1)Employed By (since 28 Jul 2010)
Rachel Waters
IRN RXW01572
- (1)Employed By (28 Jul 2010 to 23 Jul 2013)

Recent activity

Updates to this firm's record on the FCA register.

15 hours ago
controlled function added: (1)Employed By
15 hours ago
controlled function added: (1)Employed By
15 hours ago
controlled function removed: Employed By
15 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.