Date authorised
1 April 2013
Companies House
04249657
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130
  • Complaints Contact

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Bernard Haysom Jackson

    IRN JBJ01013

    • CF2 Non Executive Director (10 May 2004 to 7 Nov 2011)
  • John Robert Lanyon

    IRN JRL01103

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 1 Oct 2010)
    • CF30 Customer (since 1 Oct 2010)
    • CF1 Director (AR) (since 1 Oct 2010)
    • CF1 Director (15 Nov 2011 to 8 Dec 2019)
  • John William Blanchflower

    IRN JWB01166

    • CF3 Chief Executive (28 Oct 2013 to 2 Oct 2019)
    • CF1 Director (28 Oct 2013 to 2 Oct 2019)
    • CF30 Customer (21 Nov 2011 to 2 Oct 2019)
  • Jonathan O'Callaghan

    IRN JXO01189

    • CF3 Chief Executive (AR) (1 Sep 2005 to 16 Nov 2006)
    • CF1 Director (AR) (1 Sep 2005 to 16 Nov 2006)
    • CF23 Corporate Finance Adviser (6 Oct 2004 to 16 Nov 2006)
    • CF1 Director (6 Oct 2004 to 1 Sep 2005)
    • CF13 Finance (6 Oct 2004 to 1 Sep 2005)
  • Kaedyn Rasheed Sheikh

    IRN KRS01072

    • CF30 Customer (8 Dec 2008 to 31 Mar 2010)
  • Kevin John Gold

    IRN KJG01056

    • CF2 Non Executive Director (10 May 2004 to 7 Nov 2011)
  • Maro Ammirati

    IRN MXA00291

    • [FCA CF] Significant management (since 12 Feb 2021)
  • Michael Hamilton Irvine

    IRN MHI01002

    • CF3 Chief Executive (AR) (11 Jul 2019 to 30 Nov 2020)
    • CF1 Director (AR) (11 Jul 2019 to 30 Nov 2020)
    • CF30 Customer (10 Sep 2015 to 30 Nov 2020)
  • Michael John Tarte-Booth

    IRN MJT01223

    • CF1 Director (AR) (7 Aug 2008 to 15 Oct 2008)
    • CF30 Customer (7 Aug 2008 to 15 Oct 2008)
    • CF3 Chief Executive (AR) (7 Aug 2008 to 15 Oct 2008)
  • Neil Robert Adair

    IRN NRA01038

    • CF30 Customer (10 Sep 2015 to 30 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.