Date authorised
6 March 2020
Companies House
11031900
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22-23 Cromwell Park
    Banbury Road
    Chipping Norton
    Oxfordshire
    OX7 5SR
    UNITED KINGDOM
    Phone
    +442031543587
  • Complaints Contact

    22-23 Cromwell Park
    Banbury Road
    Chipping Norton
    Oxfordshire
    OX7 5SR
    UNITED KINGDOM
    Phone
    +442031543587

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brendan Joseph Devine

    IRN BJD01080

    • SMF3 Executive Director (since 30 Oct 2020)
  • Ian Gilbert

    IRN IXG14957

    • SMF3 Executive Director (since 6 Mar 2020)
  • James Muir Thomson

    IRN JMT01187

    • SMF3 Executive Director (6 Mar 2020 to 16 Aug 2021)
  • John Brian Bibby

    IRN JBB01058

    • SMF3 Executive Director (6 Mar 2020 to 20 Jul 2020)
  • Kris Lee

    IRN KXL23068

    • Responsible for Insurance Distribution (since 6 Mar 2020)
    • SMF1 Chief Executive (since 6 Mar 2020)
    • SMF3 Executive Director (since 6 Mar 2020)
  • Matthew Samuel Fothergill

    IRN MXF10889

    • SMF9 Chair of the Governing Body (8 May 2021 to 1 Nov 2024)
  • Nicola Joan Smith

    IRN NJS01252

    • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2023)
  • Stephen Lewis

    IRN SXL01836

    • SMF9 Chair of the Governing Body (since 23 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.