Date authorised
1 April 2022
Companies House
09272999
Last scraped
5 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Portland Place
    London
    W1B 1PU
    UNITED KINGDOM
    Phone
    +442037009950
  • Complaints Contact

    17 Portland Place
    London
    W1B 1PU
    UNITED KINGDOM
    Phone
    +442037009950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gavin Rabinowitz

    IRN GXR01131

    • SMF3 Executive Director (since 1 Apr 2022)
  • Saul Forman

    IRN SXF01623

    • Responsible for Insurance Distribution (since 1 Apr 2022)
    • SMF16 Compliance Oversight (since 1 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2022)
    • SMF3 Executive Director (since 1 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.