Arena Investors UK Limited

• Principal Place of Business

  Part 2nd Floor (East) Albemarle House

  1 Albemarle Street

  2nd Floor

  London

  W1S 4HA

  UNITED KINGDOM

  Phone

  +442039703680

  Web

  https://www.arenaco.com

• Complaints Contact

  Part 2nd Floor (East) Albemarle House

  1 Albemarle Street

  2nd Floor

  London

  W1S 4HA

  UNITED KINGDOM

  Phone

  +19173864150

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Pracht-Konstantinidis

  IRN AXP01594

  • [FCA CF] Client dealing (since 28 Oct 2025)
• Daniel Bernard Zwirn

  IRN DBZ01003

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
• Lawrence David Cutler

  IRN LDC01030

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
  • CF10 Compliance Oversight (29 Mar 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
  • CF1 Director (29 Mar 2019 to 8 Dec 2019)
• Lindsay Shepherd

  IRN LXS00748

  • [FCA CF] Client dealing (since 1 May 2025)
• Matthew Hudson

  IRN MXH14584

  • [FCA CF] Client dealing (since 1 May 2025)
• Pablo Fraga

  IRN PXF01125

  • [FCA CF] Client dealing (since 1 May 2025)
• Paul Sealy

  IRN PXS03030

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
  • CF1 Director (29 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
• Shahid Ramzan

  IRN SXR01223

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (29 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
• Timothy Newville

  IRN TXN00101

  • SMF3 Executive Director (since 22 Dec 2023)
• Tsering Lama

  IRN TXL00248

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2024)
  • SMF16 Compliance Oversight (since 30 Jan 2024)

No changes recorded yet.