Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kristin Byng Nelson

    IRN KXB00493

    • [FCA CF] Significant management (since 17 Mar 2023)
  • Laura Pereux

    IRN LXP00313

    • [FCA CF] Significant management (since 17 Mar 2023)
  • Lucy Leage

    IRN LXL00219

    • [FCA CF] Significant management (since 17 Mar 2023)
  • Mark Geoffrey Tetley

    IRN MGT01027

    • Responsible for Insurance Mediation (17 Mar 2014 to 26 Feb 2016)
    • CF29 Significant management (14 Oct 2013 to 17 Nov 2017)
  • Mark James Hewett

    IRN MJH01472

    • SMF13 Chair of the Nominations Committee (since 16 Dec 2022)
    • SMF9 Chair of the Governing Body (since 10 Aug 2020)
    • SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 24 Oct 2022)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 24 Oct 2022)
    • CF2 Non Executive Director (13 Mar 2019 to 8 Dec 2019)
  • Mark Jonathan Skinner

    IRN MXS05109

    • SMF18 Other Overall Responsibility (26 Sep 2024 to 15 Nov 2024)
  • Mark Stephen Mugge

    IRN MSM01131

    • CF1 Director (19 Sep 2017 to 10 Oct 2017)
  • Martyn Scrivens

    IRN MXS01924

    • SMF7 Group Entity Senior Manager (21 Oct 2022 to 25 Feb 2025)
  • Matthew William Raino

    IRN MWR01060

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (20 Mar 2017 to 8 Dec 2019)
  • Matthieu Boulanger

    IRN MXB02452

    • CF2 Non Executive Director (7 Jan 2019 to 11 Jun 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.