Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Kent

    IRN CXK01512

    • SMF3 Executive Director (9 May 2022 to 24 May 2023)
    • SMF2 Chief Finance (9 May 2022 to 24 May 2023)
    • [FCA CF] Significant management (18 Mar 2021 to 14 Mar 2024)
  • Christopher Leyton Keey

    IRN CLK01016

    • CF2 Non Executive Director (11 Oct 2017 to 18 Apr 2019)
  • Christopher Rider

    IRN CJR01223

    • [FCA CF] Significant management (since 27 Mar 2024)
    • CF1 Director (AR) (22 Jun 2018 to 31 Jul 2019)
  • Christopher Welsh

    IRN CXW00649

    • [FCA CF] Significant management (since 27 Mar 2024)
  • Clive Bouch

    IRN CXB02017

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Jun 2022)
    • CF2 Non Executive Director (12 Dec 2018 to 8 Dec 2019)
  • Conor Geraghty

    IRN CXG00238

    • SMF18 Other Overall Responsibility (26 Sep 2024 to 18 Aug 2025)
    • [FCA CF] Significant management (17 Mar 2023 to 3 Jan 2025)
  • Darren James Charles Cox

    IRN DXC59892

    • SMF18 Other Overall Responsibility (18 Aug 2023 to 8 Apr 2024)
  • David Alan Smith

    IRN DAS01377

    • SMF16 Compliance Oversight (since 7 Apr 2025)
    • SMF4 Chief Risk (since 7 Apr 2025)
  • David Andrew Lawrence

    IRN DAL01138

    • [FCA CF] Significant management (since 27 Mar 2024)
  • David Campbell

    IRN DXC00652

    • [FCA CF] Significant management (since 17 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.