Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Mark Beard

    IRN SMB01205

    • SMF7 Group Entity Senior Manager (12 May 2022 to 15 Sep 2022)
  • Tarcan Erisen

    IRN TXE00093

    • [FCA CF] Significant management (since 17 Mar 2023)
  • Tim Wakeley

    IRN TXW00269

    • [FCA CF] Significant management (17 Mar 2023 to 27 Mar 2024)
  • Timothy Brown

    IRN TXB00150

    • [FCA CF] Significant management (18 Jan 2021 to 19 Apr 2023)
  • Timothy John Baggott

    IRN TJB01143

    • SMF24 Chief Operations (16 Apr 2020 to 30 Apr 2021)
  • Timothy Savill

    IRN TXS03642

    • [FCA CF] Significant management (18 Mar 2021 to 19 Apr 2023)
  • Vahe Alex Dombalagian

    IRN VAD00031

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (20 Mar 2017 to 8 Dec 2019)
  • William James Hemsley

    IRN WJH01075

    • CF1 Director (AR) (24 Dec 2021 to 17 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.