Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Godfree

    IRN SXD01573

    • SMF7 Group Entity Senior Manager (4 Jun 2020 to 21 Jul 2025)
    • CF28 Systems and controls (6 Jun 2018 to 8 Dec 2019)
  • Satinder Rai

    IRN SXR00814

    • [FCA CF] Significant management (since 27 Mar 2024)
  • Scot French

    IRN SXF01654

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (8 Jan 2019 to 8 Dec 2019)
  • Scott Stewart Kennedy

    IRN SSK01072

    • SMF3 Executive Director (since 27 Jun 2025)
    • SMF2 Chief Finance (since 27 Jun 2025)
  • Scott Webb

    IRN SXW00752

    • [FCA CF] Significant management (since 17 Mar 2023)
  • Scott William Hough

    IRN SWH01043

    • CF1 Director (AR) (25 Mar 2024 to 15 May 2025)
    • SMF3 Executive Director (23 May 2023 to 13 Jun 2025)
    • SMF2 Chief Finance (2 Mar 2023 to 13 Jun 2025)
    • SMF24 Chief Operations (2 Mar 2023 to 13 Jun 2025)
    • SMF7 Group Entity Senior Manager (23 Feb 2022 to 3 Mar 2023)
    • [FCA CF] Significant management (9 Feb 2022 to 31 Jan 2024)
  • Simon Patrick Fisher

    IRN SPF01044

    • CF2 Non Executive Director (15 Oct 2008 to 30 Apr 2018)
    • CF1 Director (21 Sep 2006 to 15 Oct 2008)
  • Stephen Clive Barwell

    IRN SXB01129

    • CF1 Director (AR) (24 Mar 2024 to 31 Aug 2024)
  • Stephen David Reid

    IRN SDR01086

    • CF1 Director (1 Sep 2016 to 3 Jul 2019)
  • Stephen Patrick Hearn

    IRN SPH01112

    • CF1 Director (AR) (25 Nov 2022 to 10 Jul 2023)
    • SMF7 Group Entity Senior Manager (12 May 2022 to 26 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.