Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Max Burrows

    IRN MXB09552

    • [FCA CF] Significant management (18 Jan 2021 to 21 Jul 2025)
  • Michael Piers Donegan

    IRN MPD01093

    • CF1 Director (21 Sep 2006 to 31 Aug 2017)
    • CF8 Apportionment and Oversight (21 Sep 2006 to 31 Mar 2009)
    • CF3 Chief Executive (21 Sep 2006 to 31 Aug 2017)
  • Neil Alan Isherwood

    IRN NXI00012

    • SMF4 Chief Risk (26 Mar 2021 to 31 Dec 2024)
    • SMF16 Compliance Oversight (26 Mar 2021 to 31 Dec 2024)
  • Neil Gordon Shaw

    IRN NGS01057

    • CF1 Director (AR) (25 Nov 2009 to 29 Aug 2012)
  • Neil Robert Dennis

    IRN NRD01052

    • SMF7 Group Entity Senior Manager (since 22 May 2020)
    • CF28 Systems and controls (2 Mar 2018 to 8 Dec 2019)
  • Nichola Thomson

    IRN NXT01512

    • CF1 Director (AR) (25 Sep 2020 to 20 Jan 2023)
  • Nicholas Stephen Leland Lyons

    IRN NSL01010

    • CF2 Non Executive Director (24 Jan 2017 to 10 Oct 2017)
  • Nigel Dearsley

    IRN NXD00127

    • [FCA CF] Significant management (18 Mar 2021 to 3 Jan 2025)
  • Oliver Feix

    IRN OJF00003

    • CF2 Non Executive Director (17 Mar 2017 to 25 Apr 2018)
  • Patrick Noel Butler

    IRN PNB01056

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (4 Dec 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.