Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Janine Klaiber

    IRN JXK00188

    • [FCA CF] Significant management (18 Jan 2021 to 30 Apr 2024)
  • Jeffrey Snyder

    IRN JXS00501

    • [FCA CF] Significant management (18 Jan 2021 to 23 Sep 2022)
  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (18 Jan 2021 to 19 Apr 2023)
  • John Henry Bellinger

    IRN JHB01102

    • Responsible for Insurance Mediation (12 Mar 2008 to 18 Feb 2013)
    • CF1 Director (21 Sep 2006 to 18 Feb 2013)
  • John Ivan Tiner

    IRN JIT00010

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 16 Dec 2022)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (7 Feb 2019 to 8 Dec 2019)
  • John Michael Thompson

    IRN JMT01220

    • Responsible for Insurance Distribution (since 8 Jun 2023)
    • SMF18 Other Overall Responsibility (since 8 Jun 2023)
  • John William Philip Garthwaite

    IRN JWG01113

    • CF1 Director (AR) (15 Oct 2016 to 31 Dec 2018)
  • Jonathan Clark

    IRN JXC03300

    • [FCA CF] Significant management (since 3 Jan 2025)
  • Jonathan James Turnbull

    IRN JJT01032

    • CF1 Director (14 Dec 2018 to 8 Dec 2019)
  • Justin Roberts

    IRN JXR00276

    • [FCA CF] Significant management (18 Jan 2021 to 21 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.