Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Grossman

    IRN AXG00791

    • SMF5 Head of Internal Audit (since 2 Oct 2025)
    • [FCA CF] Significant management (since 21 Aug 2023)
  • Adrian Herbert

    IRN AXH20680

    • SMF5 Head of Internal Audit (27 Jan 2020 to 5 Sep 2025)
  • Adrian Peter Lionel Furlonge

    IRN APL01106

    • CF1 Director (AR) (since 24 Dec 2021)
  • Alasdair George Grant Forman

    IRN AGF01032

    • CF1 Director (15 Jan 2009 to 1 Sep 2017)
    • CF28 Systems and controls (15 Jan 2009 to 12 Sep 2017)
  • Alastair Andrew Ross

    IRN AAR01081

    • CF29 Significant management (26 Feb 2013 to 4 Mar 2014)
    • Responsible for Insurance Mediation (26 Feb 2013 to 3 Mar 2014)
  • Amy Frances Quittenton

    IRN AXQ00026

    • [FCA CF] Significant management (23 Jun 2023 to 3 Jan 2025)
  • Andrew Charles Rand Walkling

    IRN ACW01128

    • CF1 Director (21 Sep 2006 to 29 Mar 2018)
  • Andrew David Wallin

    IRN ADW01141

    • SMF3 Executive Director (since 4 Mar 2024)
    • Responsible for Insurance Distribution (since 4 Mar 2024)
    • CF1 Director (AR) (7 May 2024 to 15 May 2025)
    • SMF1 Chief Executive (4 Mar 2024 to 18 Feb 2026)
  • Andrew Keith Royle

    IRN AKR01047

    • SMF4 Chief Risk (14 Jan 2025 to 30 Apr 2025)
    • SMF16 Compliance Oversight (14 Jan 2025 to 30 Apr 2025)
  • Andrew Thomas Draycott

    IRN ATD01014

    • SMF18 Other Overall Responsibility (25 Sep 2024 to 31 Dec 2024)
    • Responsible for Insurance Distribution (25 Sep 2024 to 31 Dec 2024)
    • [FCA CF] Significant management (17 Mar 2023 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.