ARDIAN INVESTMENT UK LIMITED

• Principal Place of Business

  1 Grafton St

  London

  W1S 4FE

  UNITED KINGDOM

  Phone

  +442071544312

  Web

  https://www.ardian.com

• Complaints Contact

  1 Grafton Street

  London

  Westminster

  W1S 4FE

  UNITED KINGDOM

  Phone

  +442071544312

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthieu Guillaume Alexandre Teyssier

  IRN MGT01059

  • [FCA CF] Material risk taker (since 1 Mar 2022)
  • [FCA CF] Significant management (1 Mar 2022 to 31 Jul 2025)
  • [FCA CF] Client dealing (17 Mar 2021 to 31 Jul 2025)
  • CF30 Customer (3 Sep 2016 to 8 Dec 2019)
• Michael Patrick Ferragamo

  IRN MPF01039

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2023)
  • CF30 Customer (4 Apr 2012 to 8 Dec 2019)
  • CF1 Director (14 Mar 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Mar 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Mar 2007 to 8 Dec 2019)
• Miles Adam Harkness

  IRN MAH01331

  • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2022)
• Monica Beadsworth

  IRN MXB02309

  • CF28 Systems and controls (1 Nov 2007 to 19 Oct 2009)
  • CF13 Finance (8 Mar 2007 to 31 Oct 2007)
• Monica Lumsden

  IRN MXL00118

  • SMF3 Executive Director (since 13 Feb 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 17 Mar 2021)
• Nicolo Saidelli

  IRN NXS00250

  • Director of firm who is not a certification employee or a SMF manager (16 Mar 2021 to 29 Sep 2023)
• Olivier Decanniere

  IRN OXD01071

  • [FCA CF] Material risk taker (1 Apr 2021 to 30 Jun 2024)
  • [FCA CF] Client dealing (1 Apr 2021 to 30 Jun 2024)
  • [FCA CF] Significant management (1 Apr 2021 to 30 Jun 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2021 to 30 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • CF1 Director (6 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (6 Dec 2010 to 8 Dec 2019)
• Olivier François Michel Berment

  IRN OFB01007

  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 24 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2025)
  • CF30 Customer (10 Jun 2014 to 8 Dec 2019)
• Olivier Personnaz

  IRN OXP11930

  • [FCA CF] Significant management (10 Jan 2023 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (12 Mar 2019 to 8 Dec 2019)
• Pascal Christophe Jean Florin

  IRN CJF01079

  • CF30 Customer (7 Mar 2011 to 7 Mar 2012)
  • CF2 Non Executive Director (24 Jan 2011 to 7 Mar 2012)

• i2i Partners Limited (no longer appointed)

  FRN 547678 · Appointed 30 Oct 2014 · Until 13 Feb 2017

• Camdor Global Limited (no longer appointed)

  FRN 652374 · Appointed 29 Oct 2014 · Until 13 Feb 2017

No changes recorded yet.