Ardent Financing Group Limited

• Principal Place of Business

  c/o Ninos Koumettou and Yiannis Koumettou

  both of Begbies Traynor (Central) LLP

  1 Kings Avenue

  London

  N21 3NA

  UNITED KINGDOM

• Complaints Contact

  c/o Ninos Koumettou and Yiannis Koumettou

  both of Begbies Traynor (Central) LLP

  1 Kings Avenue

  London

  N21 3NA

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Yung Hung Gamble Chow

  IRN AYC01007

  • CF30 Customer (29 Dec 2009 to 8 Dec 2019)
• David Gareth Clive Williams

  IRN DGW01055

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Oct 2022)
  • SMF16 Compliance Oversight (since 19 Oct 2022)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (26 May 2005 to 31 Oct 2007)
  • CF13 Finance (26 May 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (26 May 2005 to 31 Oct 2007)
  • CF1 Director (26 May 2005 to 8 Dec 2019)
  • CF3 Chief Executive (26 May 2005 to 8 Dec 2019)
• Elisabete Orfao

  IRN EXO01022

  • CF30 Customer (23 Apr 2010 to 8 Dec 2019)
• Jonathan Pfitzner

  IRN JXP01602

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (26 May 2005 to 31 Oct 2007)
  • CF1 Director (26 May 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 May 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 May 2005 to 8 Dec 2019)
• Nicolai A Andresen

  IRN NAA01013

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (26 May 2005 to 31 Oct 2007)
• Rolf Cederstrom

  IRN RXC01552

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (26 May 2005 to 31 Oct 2007)
• Sara Goulston

  IRN SXG01673

  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)

No changes recorded yet.