Date authorised
6 November 2020
Companies House
11580482
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    29 Bolton Street
    London
    London
    W1J 8BP
    UNITED KINGDOM
    Phone
    +442037445780
  • Complaints Contact

    4th Floor
    29 Bolton Street
    London
    London
    W1J 8BP
    UNITED KINGDOM
    Phone
    +442037445780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Cohen

    IRN AXC26590

    • SMF9 Chair of the Governing Body (since 28 Aug 2024)
    • [FCA CF] Client dealing (11 Nov 2020 to 31 Jul 2024)
    • SMF3 Executive Director (6 Nov 2020 to 28 Aug 2024)
    • SMF1 Chief Executive (6 Nov 2020 to 28 Aug 2024)
  • Adriani Danos Constantin

    IRN AXD01162

    • CF2 Non Executive Director (AR) (since 21 Jan 2026)
  • Alexander Tsai-Yen Morley

    IRN ATM01076

    • SMF3 Executive Director (since 30 Aug 2024)
    • [FCA CF] Significant management (since 11 Nov 2020)
    • [FCA CF] Client dealing (since 11 Nov 2020)
    • SMF16 Compliance Oversight (since 6 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2020)
  • Christopher Michael Gray

    IRN CMG01151

    • [FCA CF] Client dealing (since 11 Nov 2020)
  • David John Lee Blaylock

    IRN DJB01606

    • [FCA CF] Client dealing (since 11 Nov 2020)
    • [FCA CF] Material risk taker (since 11 Nov 2020)
  • Francisco Felix Rodriguez Madgaleno

    IRN FFR00003

    • [FCA CF] Client dealing (since 1 Apr 2026)
    • CF30 Customer (since 21 Jan 2026)
    • CF1 Director (AR) (since 21 Jan 2026)
    • CF3 Chief Executive (AR) (since 21 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 6 Nov 2020)
    • SMF9 Chair of the Governing Body (6 Nov 2020 to 11 May 2022)
  • Juan Fadrique Arias-Davila

    IRN JFA01029

    • [FCA CF] Client dealing (since 8 Sep 2025)
  • Kemal Ahmed

    IRN KXA01776

    • CF30 Customer (since 4 Mar 2026)
  • Marc Gilly

    IRN MXG01222

    • CF30 Customer (since 4 Mar 2026)
  • Reena Patel

    IRN RXP00154

    • [FCA CF] Significant management (11 Nov 2020 to 9 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.