ARAM CAPITAL LTD

Date authorised
1 April 2016
Companies House
08265469
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ROOM 638
    LINNEN HALL
    162-168 Regent Street
    London
    W1B 5TB
    UNITED KINGDOM
    Phone
    +4407748321528
    Web
    https://www.aramcapital.com

  • Complaints Contact

    1 Penywern Road
    London
    Kensington And Chelsea
    SW5 9TT
    UNITED KINGDOM
    Phone
    +442072447734

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Debenture, Share

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Debenture, Share

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Debenture, Share

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesco Franzese

    IRN FXF01034

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Benchmark submission and administration (since 31 Dec 2019)
    • [FCA CF] CASS oversight function (since 31 Dec 2019)
    • [FCA CF] Significant management (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 31 Dec 2019)
    • [PRA CF] Key function holder (since 31 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2016 to 8 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • Roberto Cengarle

    IRN RXC01377

    • CF30 Customer (28 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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