AQR Capital Management (Europe) LLP

• Principal Place of Business

  A Q R Capital Management Europe LLP

  Capital Management Europe Llp

  15 Bedford Street

  London

  Westminster

  WC2E 9HE

  UNITED KINGDOM

  Phone

  +4402031307800

• Complaints Contact

  A Q R Capital Management Europe LLP

  Capital Management Europe Llp

  15 Bedford Street

  London

  Westminster

  WC2E 9HE

  UNITED KINGDOM

  Phone

  +4402031307800

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Douglas Montgomerie

  IRN RDM01070

  • CF11 Money Laundering Reporting (1 Mar 2012 to 20 Dec 2013)
  • Responsible for Insurance Mediation (1 Mar 2012 to 31 Dec 2013)
  • CF4 Partner (1 Mar 2012 to 31 Dec 2013)
  • CF30 Customer (1 Mar 2012 to 27 Jul 2012)
• Ridah Bano Hassan

  IRN RXH00243

  • [FCA CF] Client dealing (1 Mar 2021 to 30 Jun 2021)
• Roberto GIUFFRIDA

  IRN RXG01681

  • SMF27 Partner (since 29 May 2020)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• Scott Anthony Richardson

  IRN SAR01221

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
  • CF4 Partner (29 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2014 to 8 Dec 2019)
• Thomas Sean Maloney

  IRN TSM01039

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (24 May 2024 to 31 Dec 2025)
  • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
• Tobias Anton Ettlin

  IRN TAE01021

  • CF11 Money Laundering Reporting (20 Dec 2013 to 2 Aug 2019)
  • CF10 Compliance Oversight (18 Nov 2013 to 2 Aug 2019)
• William Allen

  IRN WXA01260

  • CF30 Customer (4 Aug 2017 to 8 Dec 2019)

No changes recorded yet.