APSE CAPITAL LLP

Date authorised
1 April 2013
Companies House
OC313785
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Gloucester Place
    London
    W1U 8HR
    UNITED KINGDOM
    Phone
    +442072929333
    Web
    https://www.apsecapital.com

  • Complaints Contact

    21 Gloucester Place
    London
    W1U 8HR
    UNITED KINGDOM
    Phone
    +4402072929333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Timothy Marden Long

    IRN ATL01027

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (AR) (13 Mar 2019 to 8 Aug 2025)
    • CF4 Partner (2 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (2 Nov 2017 to 8 Aug 2025)
    • CF11 Money Laundering Reporting (7 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2007 to 8 Dec 2019)
  • Jean-Sebastien Talbot

    IRN JXT00283

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 May 2022 to 8 Aug 2025)
  • Jeffrey Davis Montgomery

    IRN JDM01120

    • CF30 Customer (1 Nov 2007 to 14 Aug 2017)
    • CF8 Apportionment and Oversight (21 Apr 2006 to 31 Mar 2009)
    • CF3 Chief Executive (21 Apr 2006 to 14 Aug 2017)
    • CF27 Investment Management (21 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Apr 2006 to 31 Oct 2007)
    • CF4 Partner (21 Apr 2006 to 14 Aug 2017)
  • Thomas Hobbs

    IRN TXH23215

    • CF30 Customer (19 Apr 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (31 Mar 2022 to 30 Jun 2023)
  • Timothy Simon Green

    IRN TSG01010

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (22 Mar 2019 to 8 Aug 2025)
    • CF3 Chief Executive (AR) (22 Mar 2019 to 8 Aug 2025)
    • CF3 Chief Executive (28 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Aug 2025)
    • CF10 Compliance Oversight (21 Apr 2006 to 26 Jan 2007)
    • CF11 Money Laundering Reporting (21 Apr 2006 to 26 Jan 2007)
    • CF21 Investment Adviser (21 Apr 2006 to 31 Oct 2007)
    • CF27 Investment Management (21 Apr 2006 to 31 Oct 2007)
    • CF4 Partner (21 Apr 2006 to 8 Dec 2019)
  • Vikram Krishna

    IRN VXK01330

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Nov 2017 to 8 Aug 2025)
    • CF4 Partner (3 Nov 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.