APPLETON & GREEN LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
345 Wellington Road NorthStockportCheshireSK4 4QGUNITED KINGDOM- Phone
- +4401614424541
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Complaints Contact
345 Wellington Road NorthStockportCheshireSK4 4QGUNITED KINGDOM- Phone
- +4401614424541
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brian Bowden
IRN BXB01419
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (19 Apr 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (19 Apr 2010 to 30 Sep 2018)
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Michael Hubert Green
IRN MHG01031
- CF28 Systems and controls (1 Nov 2007 to 16 Nov 2010)
- CF29 Significant management (1 Nov 2007 to 16 Nov 2010)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 16 Nov 2010)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 16 Nov 2010)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
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Philip Laurence Slater
IRN PLS01057
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.