Date authorised
4 January 2016
Companies House
06464614
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079777670
  • Complaints Contact

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079777670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Hood

    IRN EXH00121

    • [FCA CF] Client dealing (17 Jan 2020 to 15 Mar 2024)
  • Gary Payne

    IRN GXP00169

    • [FCA CF] Client dealing (17 Jan 2020 to 15 Mar 2024)
  • John Crispin Speers

    IRN JCS01147

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
  • Mark Gilbert

    IRN MXG01542

    • [FCA CF] Manager of certification employee (22 Jan 2020 to 24 Nov 2022)
  • Mark James Kiedish

    IRN MJK01149

    • SMF3 Executive Director (since 13 Aug 2020)
  • Raj Gopal Rupal

    IRN RGR01029

    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2021)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
  • Terry Waller

    IRN TXW00115

    • [FCA CF] Manager of certification employee (17 Jan 2020 to 15 Mar 2024)
  • Toni Walsh

    IRN TXW00128

    • [FCA CF] Client dealing (30 Mar 2021 to 27 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.