Aon UK Limited

Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
    Web
    https://www.aon.com

  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Stephen Wright

    IRN CXW91226

    • [FCA CF] Significant management (7 Aug 2020 to 31 Jan 2023)
  • DAVID HOLLAND WHITTAKER

    IRN DXW07366

    • [FCA CF] Significant management (1 Jul 2020 to 1 Jan 2022)
    • CF29 Significant management (14 Nov 2018 to 8 Dec 2019)
  • Daniel Allen Trautner

    IRN DXT00012

    • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Jul 2023)
    • [FCA CF] Significant management (1 Jul 2020 to 31 Jul 2023)
  • Daniel Fielding

    IRN DXF01609

    • CF1 Director (AR) (6 Jun 2016 to 30 Sep 2020)
  • Daniel John Booker

    IRN DXB76461

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Daniel Robert Hopkinson

    IRN DXH00802

    • [FCA CF] Significant management (since 8 Apr 2024)
  • Daniel Walsh

    IRN DXW00034

    • [FCA CF] Significant management (1 Jul 2020 to 14 Oct 2024)
  • Darren Stuart Smith

    IRN DSS01114

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 27 Apr 2023)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • David Bolger

    IRN DXB01810

    • CF2 Non Executive Director (5 Aug 2005 to 29 Sep 2007)
  • David Charles Battle

    IRN DCB01132

    • [FCA CF] Significant management (20 Oct 2023 to 29 Dec 2023)
    • SMF18 Other Overall Responsibility (20 Feb 2020 to 20 Oct 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.