Aon UK Limited

• Principal Place of Business

  The AON Centre

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442076235500

  Web

  https://www.aon.com

• Complaints Contact

  Pinehurst II

  2 Pinehurst Road

  Farnborough Business Park

  Farnborough

  Hampshire

  GU14 7BF

  UNITED KINGDOM

  Phone

  +4401252768662

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lloyd's Investment Advice

  For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

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  • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Mason

  IRN MXM04183

  • [FCA CF] Manager of certification employee (1 Jul 2020 to 26 Apr 2022)
  • [FCA CF] Significant management (1 Jul 2020 to 26 Apr 2022)
  • CF29 Significant management (30 Mar 2017 to 8 Dec 2019)
• Midhin Joy

  IRN MXJ00387

  • [FCA CF] Manager of certification employee (27 Apr 2023 to 23 Apr 2024)
• Miles Julian Shephard

  IRN MXS00133

  • [FCA CF] Significant management (1 Jul 2020 to 11 Jan 2021)
• Nathan Patrick Shanaghy

  IRN NPS01086

  • SMF24 Chief Operations (9 Dec 2019 to 1 May 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 May 2025)
  • CF1 Director (AR) (4 Oct 2019 to 1 Dec 2022)
  • CF1 Director (1 Apr 2018 to 8 Dec 2019)
  • CF29 Significant management (30 Aug 2016 to 1 Apr 2018)
• Neil Anthony Stephen Latham

  IRN NAL01015

  • [FCA CF] Client dealing (1 Jul 2020 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Neil James Charles Henderson

  IRN NXH00041

  • [FCA CF] Significant management (1 Jul 2020 to 31 Jul 2024)
• Neil Richard Davies

  IRN NRD01047

  • SMF3 Executive Director (since 1 May 2025)
  • SMF24 Chief Operations (since 1 May 2025)
• Nicholas Alexander John Gillett

  IRN NXG00021

  • [FCA CF] Manager of certification employee (1 Jul 2020 to 27 Apr 2022)
  • [FCA CF] Significant management (1 Jul 2020 to 21 Oct 2022)
• Nicholas Charles Frankland

  IRN NCF01018

  • SMF3 Executive Director (9 Dec 2019 to 26 Sep 2022)
  • CF1 Director (17 Nov 2017 to 8 Dec 2019)
  • CF29 Significant management (18 Sep 2017 to 17 Nov 2017)
• Nicholas John Hardman

  IRN NJH01196

  • SMF2 Chief Finance (9 Dec 2019 to 3 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 3 May 2023)
  • CF1 Director (11 May 2011 to 8 Dec 2019)

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No changes recorded yet.