Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Patrice Nicolas Mignon

    IRN DXM00115

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 12 Oct 2021)
    • [FCA CF] Significant management (1 Jul 2020 to 12 Oct 2021)
  • Douglas Edward

    IRN DXE00103

    • [FCA CF] Significant management (21 Apr 2021 to 11 Aug 2022)
  • Douglas Robert Peterson

    IRN DXP01363

    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • CF17 Significant Mgt (Other Business Operations) (12 Dec 2006 to 31 Oct 2007)
  • Elise Trenerry

    IRN EXT00012

    • SMF4 Chief Risk (since 16 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 18 Apr 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 20 Oct 2025)
  • Elizabeth Jane Owen

    IRN EJO01007

    • CF1 Director (14 Jan 2005 to 26 Jun 2008)
  • Emma Louise Guthrie

    IRN EXG73821

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 28 Nov 2025)
    • [FCA CF] Significant management (1 Apr 2020 to 28 Nov 2025)
  • Emma Lucy Emmanuel

    IRN EXE00077

    • [FCA CF] Significant management (since 21 Jun 2023)
  • Eric Paire

    IRN EXP01202

    • [FCA CF] Manager of certification employee (30 Aug 2022 to 8 Apr 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 8 Apr 2024)
  • Erum Rana

    IRN EXR80063

    • [FCA CF] Significant management (since 14 May 2020)
  • Ewan Sean McDyer

    IRN ESM01023

    • CF1 Director (AR) (since 30 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.