Aon UK Limited

• Principal Place of Business

  The AON Centre

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442076235500

  Web

  https://www.aon.com

• Complaints Contact

  Pinehurst II

  2 Pinehurst Road

  Farnborough Business Park

  Farnborough

  Hampshire

  GU14 7BF

  UNITED KINGDOM

  Phone

  +4401252768662

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lloyd's Investment Advice

  For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

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  • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Burn

  IRN AMB01187

  • [FCA CF] Client dealing (1 Jul 2020 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Jan 2024)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Adam Philip Bayliss

  IRN AXB04486

  • [FCA CF] Significant management (17 Dec 2024 to 14 Jan 2025)
• Adrian Denis George Clark

  IRN ADC01143

  • CF1 Director (10 Oct 2011 to 18 Jun 2014)
  • CF29 Significant management (20 Aug 2010 to 21 Oct 2011)
• Adrian Edward James Dunn

  IRN AXD00116

  • [FCA CF] Significant management (14 Sep 2022 to 1 Jan 2024)
• Alan William Bath

  IRN AWB01074

  • CF15 Internal Audit (14 Jan 2005 to 6 Sep 2006)
• Alec Heathcote

  IRN AXH02833

  • CF28 Systems and controls (5 Oct 2015 to 21 Jan 2016)
• Alexander Daryl Smith

  IRN AXS02324

  • [FCA CF] Significant management (3 May 2023 to 8 Jan 2025)
• Alexander Franklin Jalland

  IRN AFJ01015

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2022)
• Alexander Michael Vickers

  IRN AXV00133

  • [FCA CF] Significant management (since 4 Jul 2022)
  • [FCA CF] Manager of certification employee (since 4 Jul 2022)
• Alexandra Louise Taylor

  IRN AXT00683

  • [FCA CF] Significant management (since 1 Jul 2024)

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No changes recorded yet.