Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David George Ledger

    IRN DGL01041

    • CF1 Director (AR) (17 Aug 2017 to 5 Apr 2018)
    • CF1 Director (14 Mar 2008 to 5 Apr 2018)
    • CF29 Significant management (1 Nov 2007 to 5 Mar 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • David John Martin

    IRN DJM01449

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Mar 2005)
  • David Paul Atkinson

    IRN DXA00478

    • SMF18 Other Overall Responsibility (since 10 Oct 2025)
  • David Stanley Mead

    IRN DSM00017

    • CF29 Significant management (1 Nov 2007 to 12 Dec 2007)
    • CF2 Non Executive Director (AR) (11 Dec 2006 to 13 Dec 2007)
    • CF17 Significant Mgt (Other Business Operations) (22 Jul 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 22 Jul 2005)
  • David William Crofts

    IRN DWC01133

    • CF29 Significant management (21 Aug 2012 to 19 Aug 2016)
  • Deborah Ann Falvey

    IRN DAF01105

    • [FCA CF] Significant management (1 Jul 2020 to 3 Mar 2023)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Deborah Mary Peters

    IRN DXP00521

    • [FCA CF] Significant management (3 Jul 2023 to 28 Feb 2025)
  • Denis Michael Vangelatos

    IRN DMV01008

    • [FCA CF] Significant management (1 Jul 2020 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (7 May 2020 to 31 Oct 2022)
  • Dennis Leonard Mahoney

    IRN DLM01030

    • CF1 Director (5 Mar 2007 to 23 Mar 2007)
    • CF3 Chief Executive (14 Jan 2005 to 5 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 5 Mar 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Mar 2007)
  • Dominic Christian

    IRN DGC01062

    • Responsible for Insurance Mediation (18 Oct 2013 to 31 Jul 2018)
    • CF3 Chief Executive (18 Oct 2013 to 31 Jul 2018)
    • CF1 Director (24 Mar 2010 to 31 Jul 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.