Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Charles Pugh

    IRN ACP01055

    • SMF18 Other Overall Responsibility (since 11 Oct 2024)
    • [FCA CF] Significant management (6 Feb 2024 to 31 Dec 2024)
  • Anthony Russell Kemp

    IRN ARK01054

    • [FCA CF] Client dealing (1 Jul 2020 to 30 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 30 Nov 2023)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Anthony Simon Echalaz Allen

    IRN ASA01022

    • CF1 Director (8 Mar 2010 to 28 Feb 2014)
  • Ariel Heather Weintraub

    IRN AXW01040

    • SMF18 Other Overall Responsibility (since 11 Aug 2025)
  • Barry George Parker

    IRN BXP00036

    • CF1 Director (AR) (4 Dec 2020 to 30 Jun 2022)
  • Benjamin John William Holroyd-Doveton

    IRN BJH01113

    • CF29 Significant management (1 Nov 2007 to 19 Mar 2010)
    • CF17 Significant Mgt (Other Business Operations) (22 Jan 2007 to 31 Oct 2007)
  • Benjamin Jon Roe

    IRN BXR81902

    • SMF18 Other Overall Responsibility (since 1 Oct 2025)
    • [FCA CF] Manager of certification employee (19 Sep 2023 to 1 Oct 2025)
    • [FCA CF] Significant management (19 Sep 2023 to 1 Oct 2025)
  • Benjamin Love

    IRN BXL00188

    • [FCA CF] Manager of certification employee (3 Jul 2023 to 15 Nov 2023)
  • Bethany Rachel Culliney

    IRN BXW00175

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2021)
    • [FCA CF] Client dealing (since 8 Oct 2021)
  • Bradley Bryant

    IRN BXB24597

    • SMF18 Other Overall Responsibility (14 Apr 2020 to 30 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.