Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pauline Jane Colvin

    IRN PJC01222

    • CF28 Systems and controls (29 Jan 2009 to 16 Jul 2010)
  • Pelagia Katsaouni-Dodd

    IRN PXK01836

    • [FCA CF] Significant management (26 Mar 2021 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 4 Jul 2022)
    • CF29 Significant management (15 Dec 2016 to 6 Feb 2017)
  • Peter Geoffrey Harmer

    IRN PGH01095

    • Responsible for Insurance Mediation (5 Mar 2007 to 4 Sep 2009)
    • CF8 Apportionment and Oversight (5 Mar 2007 to 31 Mar 2009)
    • CF3 Chief Executive (5 Mar 2007 to 4 Sep 2009)
    • CF1 Director (5 Mar 2007 to 30 Sep 2009)
  • Peter Noel Stubbings

    IRN PNS01063

    • [FCA CF] Significant management (1 Jul 2020 to 23 May 2022)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 11 May 2022)
  • Phil Simon Bonner

    IRN PXB00052

    • [FCA CF] Significant management (1 Jul 2020 to 1 Jun 2021)
  • Philip Alan Thorn

    IRN PXT66901

    • [FCA CF] Significant management (30 Apr 2021 to 30 Jan 2024)
  • Philip Allan Gore-Randall

    IRN PAG01164

    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
    • CF1 Director (14 Jan 2005 to 16 Sep 2007)
  • Philip John McCoy

    IRN PJM01455

    • CF1 Director (AR) (since 8 Dec 2009)
  • Philip Stamp

    IRN PXS01664

    • CF1 Director (8 Mar 2005 to 30 Jan 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 8 Mar 2005)
  • Rachel Sarah Crockford

    IRN RXC00708

    • [FCA CF] Significant management (since 1 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.