Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lynne Stewart Stannard

    IRN LSS01031

    • CF29 Significant management (17 Dec 2007 to 28 Jun 2009)
  • Mark Andrew Edward Eaton Wood

    IRN MAW01269

    • CF29 Significant management (1 Nov 2007 to 15 Apr 2008)
    • CF17 Significant Mgt (Other Business Operations) (4 Oct 2007 to 31 Oct 2007)
  • Mark Anthony Read

    IRN MAR01236

    • CF29 Significant management (30 Nov 2007 to 1 Jul 2011)
  • Mark Christopher Chessher

    IRN MCC01081

    • CF28 Systems and controls (16 Dec 2008 to 7 Apr 2011)
    • CF1 Director (16 Dec 2008 to 7 Apr 2011)
  • Mark David Stephenson

    IRN MDS01204

    • CF1 Director (AR) (15 Dec 2009 to 21 Jan 2019)
  • Mark James Manwaring

    IRN MJM01448

    • [FCA CF] Significant management (1 Jul 2020 to 29 Sep 2023)
  • Mark Knight

    IRN MXK00328

    • [FCA CF] Significant management (27 Apr 2021 to 6 Aug 2024)
  • Mark Lee Hathaway

    IRN MLH01079

    • [FCA CF] Manager of certification employee (29 Apr 2022 to 22 Dec 2023)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 22 Dec 2023)
    • [FCA CF] Client dealing (1 Jul 2020 to 22 Dec 2023)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Mark Robert Parker

    IRN MRP01131

    • [FCA CF] Manager of certification employee (28 Nov 2023 to 28 Jun 2024)
    • [FCA CF] Significant management (28 Nov 2023 to 28 Jun 2024)
  • Mark Skilton

    IRN MXS00150

    • [FCA CF] Manager of certification employee (24 Mar 2022 to 9 May 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 14 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.