Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin Frederick Phillips

    IRN RFP01044

    • CF29 Significant management (1 Nov 2007 to 29 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (22 Jan 2007 to 31 Oct 2007)
  • Rodger Neil Skinner Jr

    IRN RNS01051

    • CF1 Director (AR) (18 Jul 2012 to 21 Mar 2013)
  • Roger Antony Bickmore

    IRN RAB01305

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 30 Jun 2006)
    • CF1 Director (AR) (14 Jan 2005 to 30 Jun 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
  • Roger Keith Smith

    IRN RXS00114

    • [FCA CF] Significant management (1 Jul 2020 to 9 May 2022)
  • Ronald John Amy

    IRN RJA00007

    • CF2 Non Executive Director (28 Nov 2007 to 30 Sep 2011)
    • CF1 Director (14 Jan 2005 to 30 Jun 2005)
  • Ross Andrew Dawson

    IRN RXD00016

    • [FCA CF] Significant management (1 Jul 2020 to 31 Aug 2024)
  • Rupert Edmund Frederick Evans

    IRN RXE00088

    • [FCA CF] Significant management (20 Aug 2021 to 9 May 2022)
  • Rupert James St Aubyn Moore

    IRN RXM00585

    • SMF3 Executive Director (26 Sep 2022 to 14 Oct 2025)
    • [FCA CF] Manager of certification employee (22 Mar 2022 to 26 Sep 2022)
    • [FCA CF] Significant management (13 Jan 2022 to 26 Sep 2022)
  • Russell Jeffrey Derek Wilmer

    IRN RXW00438

    • [FCA CF] Manager of certification employee (7 Oct 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (7 Oct 2022 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (7 Oct 2022 to 31 Jan 2025)
  • Ruwan De Silva

    IRN RXD00021

    • [FCA CF] Significant management (since 1 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.