Aon UK Limited

Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
    Web
    https://www.aon.com

  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachelle Margaret Fatani

    IRN RXF00238

    • SMF16 Compliance Oversight (since 20 Jun 2023)
    • [FCA CF] Manager of certification employee (13 Dec 2022 to 20 Jun 2023)
    • [FCA CF] Significant management (13 Dec 2022 to 20 Jun 2023)
  • Rajeev Khanna

    IRN RXK24644

    • SMF18 Other Overall Responsibility (26 Feb 2024 to 7 Jun 2024)
    • SMF7 Group Entity Senior Manager (24 Oct 2022 to 26 Feb 2024)
  • Randall Scott Lawrence

    IRN RSL01051

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (12 Dec 2006 to 31 Oct 2007)
  • Reena Ramesh Tanna

    IRN RXT01487

    • [FCA CF] Client dealing (since 1 Jul 2020)
  • Richard Alexander Houghton

    IRN RAH01236

    • CF2 Non Executive Director (AR) (18 Dec 2006 to 13 Dec 2007)
  • Richard Anthony Astill

    IRN RXA00043

    • [FCA CF] Significant management (1 Jul 2020 to 31 Mar 2024)
  • Richard Antony Mahon

    IRN RAM00028

    • [FCA CF] Significant management (1 Jul 2020 to 23 Apr 2024)
  • Richard Charles Atkins

    IRN RCA01050

    • CF2 Non Executive Director (3 Aug 2009 to 24 Oct 2018)
  • Richard James Broekhuizen

    IRN RXB00656

    • [FCA CF] Significant management (since 1 Jul 2022)
  • Richard James Dudley

    IRN RJD01220

    • SMF18 Other Overall Responsibility (21 Feb 2022 to 26 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
    • CF1 Director (29 Sep 2014 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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