Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Holly Sarah Dingley

    IRN HXD00201

    • [FCA CF] Significant management (since 6 Aug 2024)
  • Hubert Alastair Speare-Cole

    IRN HAS01036

    • CF29 Significant management (1 Nov 2007 to 7 Sep 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Hugo Wegbrans

    IRN HXW24600

    • SMF18 Other Overall Responsibility (9 Apr 2020 to 18 Aug 2021)
  • Ian Charles Summers

    IRN ICS01062

    • CF29 Significant management (24 Apr 2013 to 31 Mar 2014)
  • Ian Duncan McLellan

    IRN IDM01087

    • CF29 Significant management (8 May 2009 to 1 Nov 2011)
  • Ian Hugh McCaw

    IRN IXM00320

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Ian Jon Grayson

    IRN IXG00013

    • SMF18 Other Overall Responsibility (26 Sep 2022 to 27 Feb 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 26 Sep 2022)
  • Iraj Amiri

    IRN IXA01066

    • SMF14 Senior Independent Director (since 15 Mar 2024)
    • SMF11 Chair of the Audit Committee (since 13 May 2021)
    • Director of firm who is not a certification employee or a SMF manager (3 Feb 2021 to 13 May 2021)
  • Jackie Patricia Howard

    IRN JPH01277

    • [FCA CF] Significant management (since 1 Jul 2020)
  • James Alastair Sean MacNeal

    IRN JXM00120

    • [FCA CF] Significant management (1 Jul 2020 to 26 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.