Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Gordon Laing

    IRN AXL02098

    • SMF3 Executive Director (since 6 Oct 2025)
    • CF29 Significant management (17 Sep 2015 to 11 Dec 2018)
  • Andrew David Tunnicliffe

    IRN ADT01056

    • CF1 Director (10 Feb 2016 to 26 May 2017)
  • Andrew Mark Colbran

    IRN AMC01159

    • CF1 Director (AR) (7 Mar 2018 to 4 Oct 2019)
    • CF29 Significant management (1 Nov 2007 to 1 Jun 2017)
    • CF17 Significant Mgt (Other Business Operations) (2 Apr 2007 to 31 Oct 2007)
  • Andrew Paul Marcell

    IRN APM01185

    • SMF7 Group Entity Senior Manager (28 Aug 2020 to 16 Mar 2026)
  • Andrew Peter Nicholas Secker

    IRN AXS00136

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Andrew Robert Brown

    IRN ARB01226

    • SMF18 Other Overall Responsibility (22 Sep 2021 to 28 Sep 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 23 Sep 2021)
  • Angus James Watson

    IRN AJW01200

    • [FCA CF] Significant management (1 Jul 2020 to 31 Aug 2023)
  • Ann Delphine Waite

    IRN ADW01095

    • CF1 Director (AR) (31 Oct 2013 to 23 Dec 2019)
  • Anne Elizabeth Boden

    IRN AEB01082

    • CF17 Significant Mgt (Other Business Operations) (11 Jul 2005 to 30 Nov 2005)
    • CF1 Director (14 Jan 2005 to 11 Jul 2005)
  • Anne Torry

    IRN AXT02129

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2024)
    • CF2 Non Executive Director (28 Dec 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.