Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Farah Nelson

    IRN FXN00020

    • SMF2 Chief Finance (28 Apr 2023 to 15 Aug 2024)
    • SMF3 Executive Director (28 Apr 2023 to 15 Aug 2024)
    • [FCA CF] Significant management (19 Jan 2022 to 28 Apr 2023)
    • [FCA CF] Manager of certification employee (19 Jan 2022 to 28 Apr 2023)
  • Francesco Meneghel

    IRN FXM00333

    • [FCA CF] Significant management (since 20 Nov 2024)
  • Francis Nigel Marjoribanks

    IRN FNM01001

    • CF1 Director (14 Jan 2005 to 30 Sep 2007)
    • CF13 Finance (14 Jan 2005 to 30 Sep 2007)
  • Garth Clifford Stuart Bryden

    IRN GCB01072

    • [FCA CF] Significant management (1 Jul 2020 to 26 Jul 2022)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Gary Robert Baker Stott

    IRN GRS01124

    • CF17 Significant Mgt (Other Business Operations) (5 Apr 2005 to 22 Oct 2005)
  • Gavin Carson

    IRN GXC24501

    • [FCA CF] Significant management (7 Aug 2020 to 14 Apr 2023)
  • Gemma Janine Stewart

    IRN GXS76994

    • [FCA CF] Significant management (21 Apr 2020 to 21 Nov 2024)
  • George Michael Christou

    IRN GMC01146

    • CF1 Director (AR) (16 Dec 2009 to 31 Jan 2021)
  • Giles Traill Bentley

    IRN GXB00035

    • [FCA CF] Significant management (1 Jul 2020 to 31 Dec 2024)
  • Graeme MacMillan

    IRN GXM02089

    • [FCA CF] Significant management (29 Feb 2024 to 30 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.