Aon UK Limited

• Principal Place of Business

  The AON Centre

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442076235500

  Web

  https://www.aon.com

• Complaints Contact

  Pinehurst II

  2 Pinehurst Road

  Farnborough Business Park

  Farnborough

  Hampshire

  GU14 7BF

  UNITED KINGDOM

  Phone

  +4401252768662

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lloyd's Investment Advice

  For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

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  • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• SUSAN TONI ELLIS

  IRN SXE00242

  • CF1 Director (AR) (20 Feb 2023 to 31 Jan 2026)
• Sajit Prabhakar

  IRN SXP80659

  • [FCA CF] Significant management (20 May 2020 to 26 Mar 2021)
  • [FCA CF] Manager of certification employee (20 May 2020 to 26 Mar 2021)
• Sarah Jane Hamilton

  IRN SJH01462

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Sasa Brcerevic

  IRN SXB03523

  • SMF18 Other Overall Responsibility (13 Feb 2020 to 27 Aug 2020)
• Scott Ross

  IRN SXR01733

  • CF1 Director (AR) (30 Dec 2009 to 2 Nov 2012)
• Sean Charles Spells

  IRN SXS01083

  • SMF18 Other Overall Responsibility (11 Oct 2024 to 14 Feb 2025)
  • [FCA CF] Significant management (26 Sep 2022 to 11 Oct 2024)
• Selva Vaidiyanathan

  IRN SXV24571

  • SMF7 Group Entity Senior Manager (14 Apr 2020 to 22 Apr 2021)
• Shamindra Singh Notay

  IRN SSN01011

  • CF1 Director (AR) (since 8 Dec 2009)
• Shardul Dinesh Oza

  IRN SXO00155

  • [FCA CF] Significant management (14 Apr 2022 to 9 Sep 2024)
• Shibrha Walia-Sharma

  IRN SXW00046

  • [FCA CF] Significant management (since 1 Jul 2020)

• Xexec Limited (no longer appointed)

  FRN 542973 · Appointed 10 Aug 2018 · Until 14 Jul 2021

• Jim Bishop (no longer appointed)

  FRN 815301 · Appointed 2 Aug 2018 · Until 1 Oct 2019

• Roger Macey (no longer appointed)

  FRN 814727 · Appointed 25 Jul 2018 · Until 4 Oct 2019

• The Association of Independent Professionals and the Self Employed Limited (no longer appointed)

  FRN 434218 · Appointed 3 Jul 2018 · Until 3 May 2019

• The Law Society of Scotland (no longer appointed)

  FRN 222882 · Appointed 19 Jan 2018 · Until 4 Oct 2019

• The Institute of Chartered Accountants of Scotland (no longer appointed)

  FRN 439480 · Appointed 24 Aug 2017 · Until 4 Dec 2022

• H.W. Campion Limited (no longer appointed)

  FRN 777762 · Appointed 28 Apr 2017 · Until 28 Feb 2018

• SUNTINGS LIMITED (no longer appointed)

  FRN 772254 · Appointed 22 Feb 2017 · Until 11 Nov 2019

• Lavender Bank Partners LTD (no longer appointed)

  FRN 772190 · Appointed 22 Feb 2017 · Until 11 Nov 2019

• 2325 Limited (no longer appointed)

  FRN 753209 · Appointed 19 Jul 2016 · Until 10 Jul 2017

No changes recorded yet.