Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Jeffrey Milton

    IRN PJM01356

    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Dec 2006)
  • Paul John Conroy

    IRN PJC00009

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Paul Julian Bassett

    IRN PJB01474

    • CF29 Significant management (3 Sep 2009 to 1 Jul 2011)
  • Paul Kris Ulrich Nunns

    IRN PKN01022

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
  • Paul Richard Hume-Miller

    IRN PRH01161

    • CF1 Director (AR) (4 Jan 2010 to 5 Jan 2012)
  • Paul Ronald Bambridge

    IRN PRB00020

    • [FCA CF] Client dealing (1 Jul 2020 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Jan 2024)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Paul Stephen Luse Jr.

    IRN PXL00038

    • [FCA CF] Significant management (1 Jul 2020 to 14 Apr 2023)
  • Paul Thomas Howley

    IRN PTH01042

    • CF1 Director (AR) (2 Feb 2010 to 31 Dec 2012)
  • Paul Victor Falzon Sant Manduca

    IRN PVM01007

    • CF2 Non Executive Director (12 Jan 2006 to 12 Sep 2012)
  • Paul Vincent Matthews

    IRN PVM01013

    • CF29 Significant management (24 Apr 2009 to 1 Jul 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Welplan Ltd (no longer appointed)

    FRN 418908 · Appointed 14 Jan 2005 · Until 30 Sep 2007

  • Corgi (no longer appointed)

    FRN 404532 · Appointed 14 Jan 2005 · Until 31 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.