Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laurence Anthony White

    IRN LAW01080

    • CF29 Significant management (20 Feb 2013 to 8 Dec 2019)
  • Leanne Kelly McPhee

    IRN LKM01029

    • [FCA CF] Significant management (1 Jul 2024 to 21 Feb 2025)
  • Leonora Siccardi

    IRN LXS01919

    • CF29 Significant management (21 Mar 2018 to 8 Dec 2019)
  • Linda Ann Baskett

    IRN LAB01161

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 11 Mar 2022)
  • Linda Beavis

    IRN LXB01790

    • [FCA CF] Significant management (1 Jul 2020 to 30 Aug 2024)
  • Lisa Maria Young

    IRN LMP00017

    • SMF7 Group Entity Senior Manager (18 Feb 2025 to 16 Mar 2026)
    • SMF18 Other Overall Responsibility (26 Sep 2022 to 18 Feb 2025)
    • [FCA CF] Manager of certification employee (7 May 2021 to 26 Sep 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 26 Sep 2022)
  • Louise Alexandra Creely

    IRN LAC01081

    • [FCA CF] Client dealing (1 Jul 2020 to 16 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 16 Jan 2023)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Lucinda Claire Charles-Jones

    IRN LXC57319

    • Director of firm who is not a certification employee or a SMF manager (since 28 Aug 2025)
  • Lucy Elizabeth Gleeson

    IRN LXG00418

    • [FCA CF] Significant management (since 10 Oct 2025)
  • Lucy Jayne Lorna McCaskill

    IRN LJM01183

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Welplan Ltd (no longer appointed)

    FRN 418908 · Appointed 14 Jan 2005 · Until 30 Sep 2007

  • Corgi (no longer appointed)

    FRN 404532 · Appointed 14 Jan 2005 · Until 31 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.