Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Lawrence Hill

    IRN JLH01107

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Jan 2006)
  • John Maxwell Percy Taylor

    IRN JMT01121

    • CF17 Significant Mgt (Other Business Operations) (11 Jul 2005 to 1 Jan 2006)
    • CF1 Director (14 Jan 2005 to 11 Jul 2005)
    • CF1 Director (AR) (14 Jan 2005 to 1 Jan 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
  • John Michael William Ferguson

    IRN JMF00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • John Terence Michael Donovan

    IRN JTD01057

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (23 Nov 2016 to 8 Dec 2019)
  • John Thornton

    IRN JXT01415

    • CF29 Significant management (1 Nov 2007 to 7 Feb 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Jon Bryant

    IRN JXB01999

    • [FCA CF] Significant management (1 Jul 2020 to 1 Mar 2025)
  • Jonathan Angus David J Palmer-Brown

    IRN JAP01158

    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
    • CF1 Director (14 Jan 2005 to 9 Jul 2009)
  • Jonathan David Bird

    IRN JDB01284

    • [FCA CF] Significant management (1 Jul 2020 to 23 Jun 2022)
  • Jonathan Neil Fordham Mason

    IRN JNM01087

    • CF1 Director (AR) (since 2 Nov 2016)
  • Jonathan Peter Higgins

    IRN JPH01222

    • CF29 Significant management (28 May 2008 to 28 Mar 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Welplan Ltd (no longer appointed)

    FRN 418908 · Appointed 14 Jan 2005 · Until 30 Sep 2007

  • Corgi (no longer appointed)

    FRN 404532 · Appointed 14 Jan 2005 · Until 31 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.