Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Neilson Pettigrew

    IRN JNP01022

    • CF2 Non Executive Director (1 Feb 2012 to 31 Oct 2014)
  • James Neville Herbert

    IRN JNH01066

    • CF1 Director (21 Oct 2011 to 31 Mar 2016)
    • CF29 Significant management (19 Mar 2010 to 21 Oct 2011)
  • James Raphael Baum

    IRN JXB00989

    • SMF18 Other Overall Responsibility (26 Sep 2022 to 17 Nov 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2022 to 26 Sep 2022)
    • [FCA CF] Significant management (7 Feb 2022 to 26 Sep 2022)
  • James Robert Wood

    IRN JXW00084

    • [FCA CF] Significant management (1 Jul 2020 to 23 Apr 2024)
  • James William Milne

    IRN JXM01625

    • [FCA CF] Significant management (19 Oct 2023 to 2 Jan 2026)
  • Jana Harrison

    IRN JXH00122

    • [FCA CF] Significant management (17 Mar 2021 to 30 Jun 2022)
  • Jane Elizabeth Kielty-O'Gara

    IRN JEK01081

    • SMF1 Chief Executive (since 24 Jun 2024)
    • SMF3 Executive Director (since 24 Jun 2024)
    • Responsible for Insurance Distribution (since 24 Jun 2024)
    • SMF18 Other Overall Responsibility (19 Oct 2023 to 24 Jun 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 19 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 19 Oct 2023)
    • CF29 Significant management (10 Aug 2017 to 8 Dec 2019)
  • Jason Alan Howell

    IRN JXH03327

    • [FCA CF] Significant management (since 4 Dec 2025)
    • [FCA CF] Manager of certification employee (since 4 Dec 2025)
  • Jason Lewis Kerwin

    IRN JXK00618

    • [FCA CF] Significant management (since 24 Jan 2024)
  • Jean Susan Smart

    IRN JSS01155

    • CF1 Director (AR) (15 Dec 2009 to 28 Mar 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Welplan Ltd (no longer appointed)

    FRN 418908 · Appointed 14 Jan 2005 · Until 30 Sep 2007

  • Corgi (no longer appointed)

    FRN 404532 · Appointed 14 Jan 2005 · Until 31 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.