Aon UK Limited

• Principal Place of Business

  The AON Centre

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442076235500

  Web

  https://www.aon.com

• Complaints Contact

  Pinehurst II

  2 Pinehurst Road

  Farnborough Business Park

  Farnborough

  Hampshire

  GU14 7BF

  UNITED KINGDOM

  Phone

  +4401252768662

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lloyd's Investment Advice

  For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

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  • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard James Gray

  IRN RJG01253

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Richard James Strachan

  IRN RJS00005

  • [FCA CF] Manager of certification employee (1 Jul 2020 to 27 Apr 2023)
  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 18 Dec 2023)
  • [FCA CF] Client dealing (1 Jul 2020 to 18 Dec 2023)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Richard John Feather

  IRN RJF01132

  • CF29 Significant management (1 Nov 2007 to 29 Feb 2008)
  • CF17 Significant Mgt (Other Business Operations) (15 Aug 2006 to 31 Oct 2007)
  • CF1 Director (AR) (15 Aug 2006 to 15 Apr 2008)
• Richard Keith Wheeler

  IRN RXW00061

  • [FCA CF] Significant management (since 1 Jul 2020)
• Robert Anthony Lander

  IRN RAL01147

  • CF1 Director (AR) (15 Feb 2010 to 1 Sep 2010)
• Robert Charles Kemp

  IRN RXK00499

  • SMF18 Other Overall Responsibility (since 9 Jan 2025)
  • [FCA CF] Manager of certification employee (16 Dec 2024 to 27 Jan 2025)
  • [FCA CF] Significant management (16 Dec 2024 to 27 Jan 2025)
• Robert Gerald Salisbury Woods

  IRN RGW01091

  • CF1 Director (8 Jun 2009 to 25 Mar 2015)
  • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
  • CF17 Significant Mgt (Other Business Operations) (28 Feb 2007 to 31 Oct 2007)
• Robert Gordon Fraser

  IRN RGF01054

  • CF1 Director (AR) (27 Apr 2012 to 27 Jun 2012)
• Robert Iain Cameron Brown

  IRN RIB01031

  • CF3 Chief Executive (4 Sep 2009 to 7 Oct 2013)
  • Responsible for Insurance Mediation (4 Sep 2009 to 7 Oct 2013)
  • CF1 Director (8 Jun 2009 to 4 Feb 2014)
  • CF29 Significant management (4 Mar 2008 to 1 Dec 2011)
• Robert John Olson

  IRN RXO00022

  • [FCA CF] Significant management (since 1 Jul 2020)

• Risksmart Services Ltd (no longer appointed)

  FRN 496035 · Appointed 29 May 2009 · Until 28 Jun 2010

• M Y Hussain (no longer appointed)

  FRN 498447 · Appointed 26 Mar 2009 · Until 19 Jan 2015

• John Carey (no longer appointed)

  FRN 459056 · Appointed 26 Mar 2009 · Until 18 Oct 2011

• The General Council of the Bar (no longer appointed)

  FRN 447736 · Appointed 1 Jul 2008 · Until 3 Dec 2019

• Xchanging Broking Services Ltd (no longer appointed)

  FRN 455694 · Appointed 9 Aug 2006 · Until 12 Dec 2007

• Hugo George William Swire (no longer appointed)

  FRN 453117 · Appointed 8 Jun 2006 · Until 23 Oct 2007

• The General Council of the Bar (no longer appointed)

  FRN 447736 · Appointed 12 Apr 2006 · Until 30 Jun 2008

• Avialink Ltd (no longer appointed)

  FRN 450077 · Appointed 29 Mar 2006 · Until 25 Jun 2009

• Thames Water Utilities Limited (no longer appointed)

  FRN 404668 · Appointed 23 Jan 2006 · Until 25 Oct 2006

• The Institute of Chartered Accountants in England and Wales (no longer appointed)

  FRN 417814 · Appointed 2 Feb 2005 · Until 27 Dec 2006

No changes recorded yet.