Date authorised
1 April 2013
Companies House
05913159
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +4402070868000
  • Complaints Contact

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Todd Harvey Charles Budgen

    IRN TXB00052

    • [FCA CF] Significant management (7 Aug 2020 to 31 Dec 2025)
  • Tomas Patrick Brophy

    IRN TXB00654

    • [FCA CF] Client dealing (since 4 Jul 2025)
  • Tony Baily

    IRN TXB01546

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • CF30 Customer (23 Apr 2014 to 3 Sep 2015)
  • Vanessa Jayne Deeble

    IRN VJD01009

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Vasiliki Tasouri

    IRN VXT00119

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Vassiliki Katerina Kydoniefs

    IRN VKK00002

    • [FCA CF] Manager of certification employee (1 Sep 2022 to 30 Sep 2023)
    • [FCA CF] Client dealing (1 Sep 2022 to 30 Sep 2023)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • Victoria Jane Goodall

    IRN VJH01038

    • [FCA CF] Material risk taker (1 Jul 2020 to 24 Mar 2022)
    • [FCA CF] Client dealing (1 Jul 2020 to 24 Mar 2022)
    • CF30 Customer (29 Apr 2015 to 8 Dec 2019)
  • Vincent Alain Yvan Legris

    IRN VAL01026

    • CF1 Director (20 Dec 2007 to 5 Jun 2014)
  • Vuren Moodaley

    IRN VXM00115

    • [FCA CF] Client dealing (since 9 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2021 to 31 Dec 2023)
  • Waleed Zaman Gill

    IRN WXG00078

    • [FCA CF] Client dealing (since 30 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.