Date authorised
20 June 2016
Companies House
09580264
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19-20 Berners Street
    London
    Westminster
    W1T 3NW
    UNITED KINGDOM
    Phone
    +442038280676
  • Complaints Contact

    19-20 Berners Street
    London
    W1T 3NW
    UNITED KINGDOM
    Phone
    +442038280676

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Christopher Jones

    IRN MXJ00174

    • [FCA CF] Client dealing (29 Mar 2021 to 31 Aug 2022)
  • Michael John Harrison

    IRN MJH01299

    • SMF3 Executive Director (since 7 Jan 2026)
  • Naoshir Burjor Vachha

    IRN NBV01002

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (31 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jun 2016 to 8 Dec 2019)
  • Ruth Blader

    IRN RXB25702

    • [FCA CF] Client dealing (31 Mar 2021 to 10 Nov 2025)
    • [FCA CF] Significant management (31 Mar 2021 to 10 Nov 2025)
    • CF30 Customer (7 Dec 2019 to 9 Dec 2019)
  • Sean Maclise Park

    IRN SMP01081

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
    • CF1 Director (20 Jun 2016 to 8 Dec 2019)
  • Vasiliki Manos

    IRN VXM00082

    • [FCA CF] Client dealing (29 Mar 2021 to 9 Dec 2024)
  • Yann Marie Ranchere

    IRN YMR01002

    • SMF3 Executive Director (9 Dec 2019 to 20 Aug 2024)
    • CF1 Director (20 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
  • Yen Mei Lim

    IRN YML01007

    • SMF3 Executive Director (since 11 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.