Date authorised
18 January 2024
Companies House
11420159
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Bailey Mews
    London
    Hounslow
    W4 3PZ
    UNITED KINGDOM
    Phone
    +447799868118
  • Complaints Contact

    8 Bailey Mews
    London
    Hounslow
    W4 3PZ
    UNITED KINGDOM
    Phone
    +447471216745

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlo Zuccaro

    IRN CXZ01020

    • SMF1 Chief Executive (since 18 Jan 2024)
    • SMF3 Executive Director (since 18 Jan 2024)
  • Farhan Munir

    IRN MXF73812

    • SMF16 Compliance Oversight (since 18 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2024)
    • SMF3 Executive Director (since 18 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.