Date authorised
1 October 2020
Companies House
09729326
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32-34 Great Marlborough Street
    London
    W1F 7JD
    UNITED KINGDOM
    Phone
    +447470377967
  • Complaints Contact

    32-34 Great Marlborough Street
    London
    W1F 7JD
    UNITED KINGDOM
    Phone
    +447470377967

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Lloyd Peterson

    IRN DXP00328

    • [FCA CF] Client dealing (25 Oct 2021 to 23 Mar 2026)
  • Gil Dibner

    IRN GXD01575

    • SMF16 Compliance Oversight (since 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
    • SMF3 Executive Director (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.