Andrew Rogers Wealth Management Ltd

FRN: 654840
Companies House: 09247187
Last scraped: 11 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

3 Shorland Drive

Treeton

Rotherham

South Yorkshire

S60 5UP

UNITED KINGDOM

Phone

+4401143984444

Web

https://www.andrewrogerswm.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Rogers
IRN AJR00129
- (2)Employed By (since 20 Nov 2014)
Samantha Rogers
IRN SXR02085
- (1)Employed By (since 20 Nov 2014)

Recent activity

Updates to this firm's record on the FCA register.

18 hours ago
controlled function added: (2)Employed By
18 hours ago
controlled function added: (1)Employed By
18 hours ago
controlled function removed: Employed By
18 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.