Ancora Finance LLP

Date authorised
1 April 2013
Companies House
OC370096
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Chelsea Manor Street
    London
    SW3 5QP
    UNITED KINGDOM
    Phone
    +4402034053415
    Web
    https://ancorafinance.com

  • Complaints Contact

    85 Chelsea Manor Street
    London
    SW3 5QP
    UNITED KINGDOM
    Phone
    +4402034053415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Ancora Holdings Limited

    IRN XXA01236

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Feb 2013 to 8 Dec 2019)
  • Henrik Boge Thu

    IRN HXB01591

    • CF4 Partner (AR) (since 27 Mar 2025)
    • CF30 Customer (since 27 Mar 2025)
  • Julian James Clements

    IRN JJC01197

    • SMF16 Compliance Oversight (since 11 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2022)
  • Leonard Olivier Marie de Riviere

    IRN LOD01004

    • CF4 Partner (AR) (since 27 Mar 2025)
    • CF30 Customer (since 27 Mar 2025)
    • [FCA CF] Client dealing (14 Oct 2024 to 21 May 2025)
  • Marcus John Shadbolt

    IRN MJS01264

    • [FCA CF] Client dealing (since 27 Nov 2024)
  • Robert Klaus Anthony Putter

    IRN RKP01054

    • CF30 Customer (since 27 Mar 2025)
    • CF4 Partner (AR) (since 27 Mar 2025)
    • [FCA CF] Client dealing (14 Oct 2024 to 21 May 2025)
  • Thomas Ulrich Wilhelm Puetter

    IRN TUP01000

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Aug 2022)
    • CF11 Money Laundering Reporting (7 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2013 to 8 Dec 2019)
    • CF3 Chief Executive (7 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
    • CF4 Partner (7 Feb 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.