Anavio Capital Partners LLP

• Principal Place of Business

  Southwest House

  11A Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442038287904

  Web

  https://www.anaviocap.com

• Complaints Contact

  Southwest House

  11A Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442038287901

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Anavio Capital Partners Services

  IRN XXA01302

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Jul 2015 to 8 Dec 2019)
• Damon Phillip Barber

  IRN DPB01121

  • CF4 Partner (2 Jul 2015 to 30 Nov 2016)
  • CF30 Customer (2 Jul 2015 to 20 Dec 2016)
  • CF11 Money Laundering Reporting (2 Jul 2015 to 20 Dec 2016)
  • CF10 Compliance Oversight (2 Jul 2015 to 20 Dec 2016)
• Daniel Edward Isaac Horsley

  IRN DEH01058

  • SMF27 Partner (9 Dec 2019 to 30 Nov 2020)
  • CF30 Customer (2 Jul 2015 to 8 Dec 2019)
  • CF4 Partner (2 Jul 2015 to 8 Dec 2019)
• Dario Sacchetti

  IRN DXS01961

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (2 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (2 Jul 2015 to 8 Dec 2019)
• Emiliano Leggieri

  IRN EXL01174

  • CF4 Partner (2 Jul 2015 to 31 Aug 2019)
  • CF30 Customer (2 Jul 2015 to 31 Aug 2019)
• Janine Claire Phillips

  IRN JCP01148

  • CF30 Customer (28 Oct 2019 to 8 Dec 2019)
• John-Paul Burke

  IRN JXB02504

  • [FCA CF] Client dealing (since 9 Jan 2025)
  • [FCA CF] Material risk taker (since 9 Jan 2025)
• Jonathan Howard

  IRN JXH02979

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF10 Compliance Oversight (12 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • CF4 Partner (12 Dec 2016 to 8 Dec 2019)
• Michael James Bancroft

  IRN MJB01313

  • CF30 Customer (2 Jul 2015 to 4 Jul 2016)
  • CF4 Partner (2 Jul 2015 to 4 Jul 2016)
• Mike Robinson

  IRN MXR01940

  • [FCA CF] Client dealing (1 Jan 2021 to 27 May 2025)
  • [FCA CF] Material risk taker (1 Jan 2021 to 29 Apr 2021)
  • CF1 Director (AR) (7 Sep 2020 to 27 May 2025)
  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)

• Major Point Limited (no longer appointed)

  FRN 931080 · Appointed 30 Jul 2020 · Until 27 May 2025

No changes recorded yet.