Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Olivier Bouteille

  IRN OXB00007

  • SMF16 Compliance Oversight (29 Dec 2021 to 11 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Dec 2021 to 11 Feb 2022)
  • SMF2 Chief Finance (31 Dec 2020 to 13 May 2022)
  • SMF24 Chief Operations (31 Dec 2020 to 24 Jan 2024)
• PAUL NASH

  IRN PXN01273

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 May 2019 to 8 Dec 2019)
• PAWAN SHARMA

  IRN PXS02790

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
  • CF30 Customer (25 Sep 2019 to 8 Dec 2019)
• Paolo Cei

  IRN PXC02367

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Paolo Pennati

  IRN PXP01410

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Pascal Blanqué

  IRN PXB10902

  • SMF9 Chair of the Governing Body (15 Feb 2020 to 31 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 17 Feb 2020)
  • CF1 Director (11 Feb 2019 to 8 Dec 2019)
• Pascal Duval

  IRN PXD22880

  • SMF3 Executive Director (17 Jan 2020 to 14 Feb 2020)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Jan 2025)
• Pascal Maurice Mariano Blanque

  IRN PMB01160

  • CF1 Director (4 Oct 2005 to 2 Sep 2013)
• Pascal Mickael Marie Dubreuil

  IRN PMD01121

  • CF30 Customer (20 Jan 2012 to 30 Mar 2015)
• Pascal Voisin

  IRN VXP01026

  • CF1 Director (1 Dec 2001 to 1 Mar 2005)

No changes recorded yet.